Thanks for sharing that video, Larry! I appreciate your video highlighting the loopholes in the SEC’s Investment Advisor regulation, and the lack of a fiduciary standard when dealing with Broker/Dealers. Related, I previously wrote about the Obama Administration’s attempt to close loopholes in the ERISA fiduciary standard, and how even that small step is not guaranteed to happen:

Alexis is a former Wall Street worker who now advocates for a safer & fairer economy.

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