Thanks for sharing that video, Larry! I appreciate your video highlighting the loopholes in the SEC’s Investment Advisor regulation, and the lack of a fiduciary standard when dealing with Broker/Dealers. Related, I previously wrote about the Obama Administration’s attempt to close loopholes in the ERISA fiduciary standard, and how even that small step is not guaranteed to happen: https://medium.com/bull-market/even-a-small-step-for-retirement-fairness-will-require-a-big-fight-4026a91a064e

Alexis is a former Wall Street worker who now advocates for a safer & fairer economy.

Get the Medium app

A button that says 'Download on the App Store', and if clicked it will lead you to the iOS App store
A button that says 'Get it on, Google Play', and if clicked it will lead you to the Google Play store